Quad-Cities Investment Group, LLC (QCIG) is a registered investment adviser with the U.S. Securities Exchange Commission and is notice filed in various states. QCIG may only conduct business in those states and international jurisdictions where we are registered, notice filed, or where we qualify for an exemption or exclusion from registration requirements. The purpose of this web site is to provide general information on our products and services only and should not be construed as a solicitation to effect, or attempt to effect, either transactions in securities or the rendering of personalized investment advice over the Internet. Any communications with prospective clients residing in states or international jurisdictions where QCIG and its advisory affiliates are not registered or licensed shall be limited so as not to trigger registration or licensing requirements.
Certain investment adviser representatives (IARs) of QCIG are registered representatives of Silver Oak Securities, Inc., an unaffiliated securities broker/dealer registered with the U.S. Securities Exchange Commission and the Financial Industry Regulatory Authority (Member FINRA/SIPC). In this capacity, IARs of the firm are involved in the sale of securities of various types, including, but not limited to, stocks, bonds, mutual funds, and limited partnerships. If an advisory client implements recommendations made by the IARs of the firm by purchasing securities or other products through Silver Oak Securities, Inc., the IARs may receive additional compensation in the form of commissions, including 12b-1 fees for the sale of investment company products.
In addition, certain IARs of the firm are also licensed as insurance agents. IARs of the firm may receive commissions as a result of the sale of insurance products.